The Nobel Prize in Chemistry 1981

Kenichi Fukui

Kenichi Fukui is a theoretical chemist whose career was devoted to explaining the nature of chemical reactions. His work is distinguished from that of other chemists by its mathematical structure, and he has made a major contribution to bridging the gap between quantum theory, a mathematical theory of the behavior of molecules and atoms, and practical chemistry. He made it easier both to understand and predict the course of chemical reactions, and he shared the 1981 Nobel Prize in chemistry with Roald Hoffmann for his achievements.

Fukui was born October 4, 1918, in Nara, on the island of Honshu, Japan. He was the eldest of three sons born to Chie and Ryokichi Fukui. His father was a merchant and factory manager who played a major role in shaping his son's career; he persuaded Fukui to study chemistry. Fukui had no interest in chemistry during high school, and he later described his father's persuasiveness as the "most decisive occurrence in my educational career." He enrolled at the Department of Industrial Chemistry at Kyoto Imperial University, and he remained associated with that university throughout his career. Fukui graduated from the university in 1941, and he spent most of World War II at a fuel laboratory, performing research on the chemistry of synthetic fuel.

Fukui returned to Kyoto University in 1945, when he was named assistant professor. He received his Ph.D. in engineering in 1948 and was promoted to a full professorship in physical chemistry in 1951. At the beginning of his career, his research interests ranged broadly through the areas of chemical reaction theory, quantum chemistry, and physical chemistry. But during the 1950s, Fukui began theorizing about the role of electron orbitals in molecular reactions. Molecules are groups of atoms held together by electron bonds. Electrons circle the nuclei in what are called orbitals, similar to the orbit of planets around the sun in our solar system. Whenever molecules react with one another, at least one of these electron bonds is broken and altered, forming a new bond and thus changing the molecular structure. At the time Fukui began his work, scientists understood this process only when one bond was changed; the more complex reactions, however, were not understood at all.

During the 1950s, Fukui theorized that the significant elements of this interaction occurred in the highest occupied molecular orbital of one molecule (HOMO) and the lowest unoccupied molecular orbital of another (LUMO). Fukui named these "frontier orbitals." The HOMO has high energy and is willing to lose an electron, and the LUMO has low energy and is thus willing to accept an electron. The resulting bond, according to Fukui, is at an energy level between the two starting points. Over the next decade, Fukui developed and tested his theory using complex mathematical formulas, and he attempted to use it to predict the process of molecular interaction and bonding.

Fukui continued to break new ground in theoretical chemistry through the 1960s. Other chemists began research on these same problems during this period, but Fukui's work was largely neglected. His use of advanced mathematics made his theories difficult for most chemists to understand, and his articles were published in journals that were not widely read in the United States and Europe. In an interview quoted in the New York Times, Fukui also attributed some of his obscurity to resistance from Japanese colleagues: "The Japanese are very conservative when it comes to new theory. But once you get appreciated in the United States or Europe, then after that the appreciation spreads back to Japan."

Two of the chemists who had been working independently of Fukui were Roald Hoffmann, of Cornell University, and Robert B. Woodward, of Harvard, and in 1965 they came to conclusions that were similar to his, arriving, however, along a different path. Staying away from complex math, these two developed a formula almost as simple as a pictorial representation. Taken together, the work of Fukui and the American team enabled research scientists to predict how reactions would occur and to understand many complexities never before explained. These formulae answered questions about why some reactions between molecules occurred quickly and others slowly, as well as why certain molecules reacted better with some molecules than with others. They removed much of guesswork from this area of chemistry research.

For the advancements in knowledge their work had brought, Fukui and Hoffmann shared the 1981 Nobel Prize in chemistry. Woodward, who might have shared in the prize, had died two years before. Fukui was one of the first Japanese to receive the Nobel Prize in any field, and the very first in the area of chemistry. After receiving the Nobel Prize, Fukui remained at Kyoto University. He continued his research on chemical reactions, expanding his formula to predict the interaction of three or more molecules.

Fukui was elected senior foreign scientist of the American National Science Foundation in 1970. In 1973, he participated in the United States-Japan Eminent Scientist Exchange Program. In 1978 and 1979, he was vice-president of the Chemical Society in Japan, and he served as their president from 1983 to 1984. In 1980, he was made a foreign member of the National Academy of Sciences, and in 1982 he was named President of the Kyoto University of Industrial Arts and Textile Fibers. He was a member of the International Academy of Quantum Molecular Science, the European Academy of Arts, Sciences, and Humanities, and the American Academy of Arts and Sciences.

Fukui was married in 1947 to Tomoe Horie. They had one son and one daughter. In his spare time Fukui enjoyed walking, fishing, and golf. He died in 1998.

Kenichi Fukui is a theoretical chemist whose career has been devoted to explaining the nature of chemical reactions. His work is distinguished from that of other chemists by its mathematical structure, and he has made a major contribution to bridging the gap between quantum theory, a mathematical theory of the behavior of molecules and atoms, and practical chemistry. He has made it easier both to understand and predict the course of chemical reactions, and he shared the 1981 Nobel Prize in chemistry with Roald Hoffmann for his achievements.

Fukui was born October 4, 1918, in Nara on the island of Honshu, Japan. He was the eldest of three sons born to Chie and Ryokichi Fukui. His father was a merchant and factory manager who played a major role in shaping his son's career; he persuaded Fukui to study chemistry. Fukui had no interest in chemistry during high school, and he later described his father's persuasiveness as the "most decisive occurrence in my educational career." He enrolled at the Department of Industrial Chemistry at Kyoto Imperial University, and he has remained associated with that university ever since. Fukui graduated from the university in 1941, and he spent most of World War II at a fuel laboratory, performing research on the chemistry of synthetic fuel.

Fukui returned to Kyoto University in 1945, when he was named assistant professor. He received his Ph.D. in engineering in 1948 and was elevated to a full professorship in physical chemistry in 1951. At the beginning of his career, his research interests ranged broadly through the areas of chemical reaction theory, quantum chemistry, and physical chemistry. But during the 1950s, Fukui began theorizing about the role of electron orbitals in molecular reactions. Molecules are groups of atoms held together by electron bonds. Electrons circle the nuclei in what are called orbitals, similar to the orbit of planets around the sun in our solar system. Whenever molecules react with one another, at least one of these electron bonds is broken and altered, forming a new bond and thus changing the molecular structure. At the time Fukui began his work, scientists understood this process only when one bond was changed; the more complex reactions, however, were not understood at all.

During the 1950s, Fukui theorized that the significant elements of this interaction occurred in the highest occupied molecular orbital of one molecule (HOMO) and the lowest unoccupied molecular orbital of another (LUMO). Fukui named these "frontier orbitals." The HOMO has high energy and is willing to lose an electron, and the LUMO has low energy and is thus willing to accept an electron. The resulting bond, according to Fukui, is at an energy level between the two starting points. Over the next decade, Fukui developed and tested his theory using complex mathematical formulas, and he attempted to use it to predict the process of molecular interaction and bonding.

Fukui continued to break new ground in theoretical chemistry through the 1960s. Other chemists began research on these same problems during this period, but Fukui's work was largely neglected. His use of advanced mathematics made his theories difficult for most chemists to understand, and his articles were published in journals that were not widely read in the United States and Europe. In an interview quoted in the New York Times, Fukui also attributed some of his obscurity to resistance from Japanese colleagues: "The Japanese are very conservative when it comes to new theory. But once you get appreciated in the United States or Europe, then after that the appreciation spreads back to Japan."

Two of the chemists who had been working independently of Fukui were Roald Hoffmann of Cornell University and Robert B. Woodward of Harvard, and in 1965 they came to conclusions that were similar to his, though they had arrived there along a different path. Staying away from complex math, these two developed a formula almost as simple as a pictorial representation. Taken together, the work of Fukui and the American team enabled research scientists to predict how reactions would occur and to understand many complexities never before explained. These formulae answered questions about why some reactions between molecules occurred quickly and others slowly, as well as why certain molecules reacted better with some molecules than with others. They removed much of guesswork from this area of chemistry research.

For the advancements in knowledge their work had brought, Fukui and Hoffmann were jointly awarded the 1981 Nobel Prize in chemistry. Woodward, who would probably also have shared in the prize, had died two years before. Fukui was one of the first Japanese to receive the Nobel Prize in any field, and the very first in the area of chemistry. Since winning the Nobel Prize, Fukui has remained at Kyoto University, and he is still active in his field. He has continued his research on chemical reactions and has expanded his formula to predict the interaction of three or more molecules.

I was born the eldest of three sons of Ryokichi Fukui, a foreign trade merchant and factory manager, and Chie Fukui, in Nara, Japan, on October 4, 1918. In my high school years, chemistry was not my favourite subject, but the most decisive occurrence in my educational career came when my father asked the advice of Professor Gen-itsu Kita of Kyoto Imperial University concerning the course I should take. Prof. Kita suggested that Ryokichi, one of his juniors from the same native province, should send me to the Department of Industrial Chemistry with which he was then affiliated.

For a few years after my graduation from Kyoto Imperial University in 1941, I was engaged in experimental research on synthetic fuel chemistry in the Army Fuel Laboratory. The result brought me a prize in 1944. I became lecturer in the Fuel Chemistry Department of Kyoto Imperial University in 1943, assistant professor in 1945, and professor in 1951. In 1947 I married Tomoe Horie. I have two children, Tetsuya (son) and Miyako (daughter).

While I started originally as an experimentalist, I had built up a subgroup of theoreticians in my group before 1956. My work on experimental organic chemistry continued along with this, and the results were mostly published in Japanese papers, the number of which amounted to 137 during the period 1944 - 1972, together with my papers on reaction engineering and catalytic engineering.

But the nature of my main work in chemistry can be better represented by more than 280 English publications, of which roughly 200 concern the theory of chemical reactions and related subjects. Other English papers relate to statistical theory of gellation, organic synthesis by inorganic salts, and polymerization kinetics and catalysts.

My first scientific delight came in 1952 when I found a correlation between the frontier electron density and the chemical reactivity in aromatic hydrocarbons. This success led my theoretical group to the chemical reactivity theory, extending more and more widely the range of compound and reactions that were discussed.

The year in which my 1952 paper was published was the same as that of Professor Mulliken's publication of the important paper on the chargetransfer force in donor-acceptor complexes. Influenced by this paper, I gave a theoretical foundation for the findings mentioned above. The basic idea was essentially the consideration of the importance of the electron delocalization between the frontier orbitals of reactant species. The frontier orbital approach was further developed in various directions by my own group and many other scientists, both theoretical and experimental.

I was also interested in formulating the path of chemical reactions. The first paper appeared in 1970. This simple idea served to provide information on the geometrical shape of reacting molecules, and I was able to make the role of the frontier orbitals in chemical reactions more distinct through visualization, by drawing their diagrams.

I must confess that, when I was writing the 1952 paper, I never imagined I would be coming to Stockholm to receive the Nobel Prize 30 years later. But I have to add that already at that time Professor Gen-itsu Kita encouraged me by suggesting the possibility of the growth of my theory leading me one day to this supreme prize. The possibility became a reality through the good circumstances in which I found myself: with my teachers, my colleagues and students, and, of course, my parents and family